Search for: "Scott Brittenham"
Results 1 - 5
of 5
Sorted by Relevance
|
Sort by Date
25 Mar 2014, 10:17 am
On February 25, 2014 the Securities and Exchange Commission (the “SEC”) filed public administrative and cease-and-desist proceedings against Arizona-based Clean Energy Capital, LLC (a registered investment adviser, “CEC”) and its founder and Chief Executive Officer Scott Brittenham charging that CEC and Brittenham committed the following violations with respect to the 20 private equity funds sold and managed by CEC primarily under the name of… [read post]
27 Feb 2014, 5:56 am
The Securities and Exchange Commission today announced charges against an Arizona-based private equity fund manager and his investment advisory firm for orchestrating a scheme to misallocate their expenses to the funds they manage.The SEC Enforcement Division alleges that Scott A. [read post]
26 Feb 2014, 5:00 am
The SEC charged Scott A. [read post]
14 Apr 2015, 4:50 pm
’s fee credit refunds were issued around the same time as the SEC’s commencement of enforcement proceedings against Clean Energy Capital (CEC) and its main portfolio manager, Scott Brittenham (Brittenham) in February 2014. [read post]
21 Apr 2011, 7:15 am
Scott Preston Technologist In order to understand the future, let’s look at the past. [read post]
